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SEBI ESTABLISHMENT OF SEBI The Securities and commuting Board of India was established on April 12, 1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992. PREAMBLE The precede of the Securities and Exchange Board of India describes the basic functions of the Securities and Exchange Board of India as ...to protect the interests of investors in securities and to promote the development of, and to regulate the securities commercialise place and for matters connected therewith or incidental thereto 1. securities industry INTERMEDIARIES REGULATION AND superintendence DEPARTMENT (MIRSD) The Market Intermediaries Regulation and direction Department is liable for the registration, supervision, compliance monitoring and inspections of all market intermediaries in keep an eye on of all segments of the markets videlicet equity, equity derivatives, debt and debt colligate derivatives. The Department excessively handles the accomplishment link up to action against the intermediaries for regulatory violations (As regards action it is handsome that the current confide of issuing show cause notices, particular date of research/Adjudication officers and consequential action up to serving of electric conduces tramp and maintenance of database will be with the star Divisions). The following divisions will perform the functions of the department. 1.

1 MIRSD-1 (A-M) This division would figure later on work relating to registration, monitoring, supervision, inspection, investor grievances and policy rel ated issues of production line Brokers and ! Fees related matters including coordination of thickset proceedings. 1.2 MIRSD-2 (N-Z) This division would look afterward the work relating to Registration, monitoring, supervision, inspection, investor grievances and policy related issues of Stock Brokers and Sub-Brokers. 1.3 MIRSD-3 This division would look after the work relating to Registration, monitoring, supervision, inspection, investor...If you hope to get a full essay, order it on our website: BestEssayCheap.com

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